8-K - Banc of California, Inc. | StockGist

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Banc of California, Inc. filed a new universal shelf registration statement on Form S-3 (File No. 333-293930) on March 2, 2026, effective immediately, replacing the prior 2023 statement. On March 6, 2026, it filed a prospectus supplement for resale by selling stockholders of up to 20,323,171 shares of voting common stock, supported by a legal opinion confirming validity.

Key Takeaways

1Filed 2026 Registration Statement on Form S-3 (File No. 333-293930) on March 2, 2026, replacing 2023 Registration Statement (File No. 333-270328)

2Filed Resale Prospectus on March 6, 2026, pursuant to Registration Rights Agreement dated November 30, 2023

3Resale covers 20,323,171 shares of voting common stock by Warburg Investors and Centerbridge Investor

4Includes 2,640,244 Existing Shares held by Warburg Investors

5Includes 3,048,780 Centerbridge Warrant Shares issuable upon exercise of Centerbridge Warrant

6Includes 14,634,147 Warburg Warrant Conversion Shares from Non-Voting Common Equivalent Stock

7Legal opinion by Silver, Freedman, Taff & Tiernan LLP confirms shares are validly issued, fully paid, non-assessable

Current Report Details

Event Type

Other Event

Disclosure

Voluntary

Variant

8-K

Items Reported

8.01

. Other Events. On March 2, 2026, Banc of California, Inc. (the “Company”) filed a new universal shelf registration statement on Form S-3 (File No. 333-293930)

Other Event

9.01

. Financial Statements and Exhibits. (d) Exhibits. Exhibit No. Description of Exhibit 5.1 Opinion of Silver, Freedman, Taff & Tiernan LLP. 23.1 Consent of Silve

Exhibits Only

Exhibits (2)

5.1

EXHIBIT 5.1

8-K