8-K - ArrowMark Financial Corp. | StockGist

Current Report Details

Event Type

Material Agreement

Other Event

Exhibits Only

Disclosure

Mandatory

Variant

8-K

Items Reported

1.01

. Entry into a Material Definitive Agreement. On January 22, 2026, ArrowMark Financial Corp. (NASDAQ: BANX) (the “Fund”) entered into a dealer manager agreement

Material Agreement

Source Document

8.01

. Other Events On January 22, 2026, the Fund commenced the Offer pursuant to the Registration Statement. A copy of the opinion of Troutman Pepper Locke LLP rela

Other Event

9.01

Financial Statements and Exhibits. (d) Exhibits 1.1 Dealer Manager Agreement, dated January 22, 2026 5.1 Opinion of Troutman Pepper Locke LLP 10.1 Subscription

Exhibits Only

Source Document

Exhibits (7)

10.1

SUBSCRIPTION AGENT AGREEMENT

10.2

INFORMATION AGENT AGREEMENT

1.1

DEALER MANAGER AGREEMENT

5.1

OPINION OF TROUTMAN PEPPER LOCKE LLP

8-K

CURRENT REPORT

99.1

FORM OF NOTICE OF GUARANTEED DELIVERY FOR RIGHTS OFFERING

99.2

FORM OF SUBSCRIPTION CERTIFICATE FOR RIGHTS OFFERING