8-K - Capstone Holding Corp. | StockGist

Current Report Details

Event Type

Material Agreement+3 More

Disclosure

Mandatory

Variant

8-K

Items Reported

1.01

. Entry into a Material Definitive Agreement. On July 29, 2025, Capstone Holding Corp. (the “ Company ”) entered into a securities purchase agreement (the “ Pur

Material Agreement

$10.9M$3.3M$1.72$3.0M

Source Document

2.03

. Item 3.02 Unregistered Sale of Equity Securities. The applicable information contained above in Item 1.01 of this Form 8-K relating to the issuance of the Con

Financing

3.02

. Neither this Form 8-K nor any exhibit attached hereto is an offer to sell or the solicitation of an offer to buy securities of the Company. Item 8.01. Other E

Securities Issuance

9.01

. Financial Statements and Exhibits. (d) Exhibits. Exhibit Number Exhibits 10.1† Form of Securities Purchase Agreement, by and between Capstone Holding Corp. an

Exhibits Only

Source Document

Exhibits (6)

10.1

FORM OF SECURITIES PURCHASE AGREEMENT, BY AND BETWEEN CAPSTONE HOLDING CORP. AND THE BUYER

10.2

FORM OF SENIOR SECURED CONVERTIBLE NOTE

10.3

FORM OF REGISTRATION RIGHTS AGREEMENT, BY AND BETWEEN CAPSTONE HOLDING CORP. AND THE BUYER

10.4

FORM OF SECURITY AGREEMENT, BY AND BETWEEN CAPSTONE HOLDING CORP. AND THE BUYER

8-K

CURRENT REPORT

99.1

PRESS RELEASE, DATED JULY 30, 2025