8-K - Capstone Holding Corp. | StockGist

Current Report Details

Event Type

Material Agreement+4 More

Disclosure

Mandatory

Variant

8-K

Items Reported

1.01

. Entry into a Material Definitive Agreement. Exchange Agreement and Certificate of Designation As previously disclosed, the Chief Executive Officer of Capstone

Material Agreement

$847.9K$1.1M$1.32$1.32

Source Document

3.02

. Item 3.03 Material Modification to Rights of Security Holders. The applicable disclosures set forth in Item 1.01 above regarding the Series Z Preferred shares

Securities Issuance

3.03

. 2 Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year. The applicable disclosures set forth in Item 1.01 above regarding the C

Securities Modification

5.03

. Item 8.01. Other Events. On October 1, 2025, the Company issued a press release announcing the Company’s entrance into the Exchange Agreement. A copy of the p

Charter Amendment

9.01

. Financial Statements and Exhibits. (d) Exhibits. Exhibit No. Description 3.1 Certificate of Designation of Preferences, Rights and Limitations of Series Z 8%

Exhibits Only

Source Document

Exhibits (5)

10.1

EXCHANGE AGREEMENT BY AND AMONG CAPSTONE HOLDING CORP., BP PEPTIDES, LLC, AND BROOKSTONE PARTNERS ACQUISITION XXI CORPORATION, DATED SEPTEMBER 30, 2025

10.2

CONVERSION PRICE VOLUNTARY ADJUSTMENT NOTICE, DATED OCTOBER 5, 2025

3.1

CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES Z 8% NON-CONVERTIBLE PREFERRED STOCK

8-K

CURRENT REPORT

99.1

PRESS RELEASE, DATED OCTOBER 1, 2025