8-K - Nuwellis, Inc. | StockGist

Current Report Details

Event Type

Management Change+5 More

Disclosure

Mandatory

Variant

8-K

Items Reported

1.01

Entry into a Material Definitive Agreement. Private Placement On January 29, 2026, Nuwellis, Inc. (the “ Company ”) entered into a securities purchase agreement

Material Agreement

$3.09$3.1M

Source Document

3.02

by reference. Based in part upon the representations of the Purchaser in the Private Purchase Agreement and the January Inducement Letter, the Company offered a

Securities Issuance

3.03

Material Modifications to Rights of Security Holders. The information disclosed in Item 1.01 of this Current Report on Form 8-K regarding the January Inducement

Securities Modification

5.02

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. Appointment o

Management Change

$265.0KChief Financial OfficerMs. Schultz, which will require the Company

7.01

by reference. The information in this Item 7.01 and Exhibits 99.1 and 99.2 attached hereto are intended to be furnished and shall not be deemed “filed” for purp

Regulation Fd

9.01

Financial Statements and Exhibits (d) Exhibits: Exhibit No. Description 4.1 Form of Common Stock Purchase Warrant 4.2 Form of Pre-Funded Warrant 4.3 Form of Jan

Exhibits Only

Source Document

Exhibits (13)

10.1

EXHIBIT 10.1

10.2

EXHIBIT 10.2

10.3

EXHIBIT 10.3

10.4

EXHIBIT 10.4

10.5

EXHIBIT 10.5

10.6

EXHIBIT 10.6

4.1

EXHIBIT 4.1

4.2

EXHIBIT 4.2

4.3

EXHIBIT 4.3

8-K

99.1

EXHIBIT 99.1

99.2

EXHIBIT 99.2

99.3

EXHIBIT 99.3