8-K - Smith Micro Software, Inc. | StockGist

Current Report Details

Event Type

Material Agreement+3 More

Disclosure

Mandatory

Variant

8-K

Items Reported

1.01

Entry into a Material Definitive Agreement. On February 3, 2026, Smith Micro Software, Inc. (the “Company”) entered into a Note Purchase Agreement (the “Note Ag

Material Agreement

$1.0M$815.0K$185.0K

Source Document

2.03

by reference. Item 3.02 Unregistered Sales of Equity Securities The disclosures in Item 1.01 of this Current Report on Form 8-K regarding the Warrant and Warran

Financing

3.02

. The Warrant was, and the Warrant Shares will be, issued without registration under the Securities Act, in reliance on the exemptions provided by Section 4(a)(

Securities Issuance

9.01

. Financial Statements and Exhibits. (d) Exhibits Exhibit Description 4.1 Form of Warrant 10.1 Note Purchase Agreement, dated February 3, 2026, between the Comp

Exhibits Only

Exhibits (4)

10.1

EXHIBIT 10.1

10.2

EXHIBIT 10.2

4.1

EXHIBIT 4.1

8-K

FORM 8-K