8-K - Stem, Inc. | StockGist

Current Report Details

Event Type

Material Agreement+3 More

Disclosure

Mandatory

Variant

8-K

Items Reported

1.01

. Entry into a Material Definitive Agreement. Exchange Agreement On June 27, 2025, Stem, Inc. (the “Company”) entered into a privately negotiated exchange agree

Material Agreement

$228.8M$121.3M$10.0M$155.4M

2.03

. Item 3.02 Unregistered Sales of Equity Securities. The information set forth in Item 1.01 above is incorporated by reference into this Item 3.02. Item 7.01. R

Financing

7.01

on this Current Report on Form 8-K, including Exhibit 99 attached hereto, shall not be deemed “filed” for purposes of Section 18 of the Exchange Act, or otherwi

Regulation Fd

9.01

. Financial Statements and Exhibits. (d) Exhibits. Exhibit No. Description 4.1 Indenture dated June 30, 2025, by and among the Company, the Guarantors and U.S.

Exhibits Only

Source Document

Exhibits (4)

4.1

EX-4.1

4.3

EX-4.3

8-K

EX-99