6-K - Tantech Holdings Ltd | StockGist

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Tantech Holdings Ltd disclosed a note exchange agreement and Nasdaq bid price non-compliance notice in its March 31, 2026 Form 6-K filing.

1Received Nasdaq non-compliance notice March 26, 2026 for sub-$1 bid price over 30 days.

2Has 180-day compliance period ending September 22, 2026 to regain bid compliance.

3Entered Exchange Agreement with Streeterville Capital effective March 24, 2026.

4Will issue 74,478 common shares in exchange for $45,000 partitioned promissory note.

5Exchange shares will be issued free of restrictive legend per SEC Rule 144.

6May implement reverse stock split to meet Nasdaq minimum bid price requirements.

Event Type

Securities Issuance

Disclosure

Voluntary

Variant

6-K

6-K

Current Report on Form 6-K

Securities Issuance

$1.00$1.00

Material Agreement

•Partition $45,000 promissory note from $2,160,000 original note dated August 1, 2024
•Issue 74,478 common shares in exchange for the partitioned note
•Exchange shares to be delivered on or before March 26, 2026 via DWAC
•Exchange shares will be free of restrictive securities legend under Rule 144
•Governing law is internal laws of the State of Utah

10.1

EXCHANGE AGREEMENT

6-K

FORM 6-K

99.1

PRESS RELEASE