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Catheter Precision, Inc. disclosed a Private Placement Financing involving unregistered sales of equity securities, specifically Convertible Preferred Stock, relying on Section 4(a)(2) of the Securities Act and Regulation D exemption. This resulted in material modifications to security holder rights and amendments to the Articles of Incorporation, with related exhibits including the Certificate of Designations and securities agreements.
Event Type
Disclosure
Mandatory
Variant
8-K
, the Company relied upon the exemption from registration provided by Section 4(a)(2) of the Securities Act and Regulation D promulgated thereunder for transact
Unregistered Sales of Equity Securities. The matters described in Item 1.01 of this Current Report on Form 8-K related to the Private Placement Financing and th
Material Modification to Rights of Security Holders. The information contained in Item 1.01 of this Current Report on Form 8-K is incorporated herein by referen
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year. The information contained in Item 1.01 of this Current Report on Form 8-K is incorpora
Financial Statements and Exhibits. (d) Exhibits Exhibit No. Description 3.1 Form of Certificate of Designations of Convertible Preferred Stock. 10.1* Securities