8-K - WisdomTree, Inc. | StockGist

AI Analysis

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WisdomTree, Inc. issued $603.75 million in 4.50% Convertible Senior Notes due 2031, generating approximately $591.2 million in net proceeds through a private offering.

Key Takeaways

1The Company issued $603.75 million aggregate principal amount of 4.50% Convertible Senior Notes due 2031.

2Net proceeds totaled approximately $591.2 million, including $78.75 million from the full exercise of an over-allotment option.

3The Notes are senior unsecured obligations ranking equal to existing convertible notes due 2026, 2029, and 2030.

4Notes are convertible into cash, common stock, or a combination at the Company's election, with an initial conversion price of $21.58 per share.

5The Company may redeem the Notes for cash on or after April 6, 2028, at 100% of principal plus accrued interest.

Current Report Details

Event Type

Material Agreement

Financing

Disclosure

Mandatory

Variant

8-K

Items Reported

1.01

. | Entry into a Material Definitive Agreement | |---|---| On March 30, 2026, WisdomTree, Inc. (the “Company”) issued $603.75 million in aggregate principal amo

Material Agreement

$591.2M$78.8M$1.0K

2.03

. | Item 9.01 | Financial Statements and Exhibits | |---|---| ** (d) Exhibits ** ** ** Exhibit Number: 4.1 | Description: Indenture, dated as of March 30, 2026,

Financing

Transaction Details

Material Agreement

Agreement: Indenture
Parties: WisdomTree, Inc., U.S. Bank Trust Company, National Association

•Dated March 30, 2026
•Governs 4.50% Convertible Senior Notes due 2031
•Initial aggregate principal amount of $603,750,000

Debt / Financing

Instrument: Convertible Senior Notes
Principal: 603750000
Rate: 4.50%
Maturity: 2031-10-01
Use of Proceeds: Net proceeds of approximately $591.2 million

Exhibits (3)

4.1

EXHIBIT 4.1

4.2

EXHIBIT 4.2

8-K

Exhibit