VTAK · Flyte Aviation, Inc.

Summary

Catheter Precision, Inc. disclosed a Private Placement Financing involving unregistered sales of equity securities, specifically Convertible Preferred Stock, relying on Section 4(a)(2) of the Securities Act and Regulation D exemption. This resulted in material modifications to security holder rights and amendments to the Articles of Incorporation, with related exhibits including the Certificate of Designations and securities agreements.

Key takeaways

• Private Placement Financing conducted under Section 4(a)(2) and Regulation D exemptions.
• Unregistered sales of Convertible Preferred Stock disclosed under Item 3.02.
• Material modification to rights of security holders under Item 3.03.
• Amendments to Articles of Incorporation under Item 5.03.
• Exhibits include 3.1 Certificate of Designations of Convertible Preferred Stock and 10.1 Securities agreements.