RILYZ · B. Riley Financial, Inc.

Summary

B. Riley Financial, Inc. filed an 8-K on March 12, 2026, disclosing matters under Items 3.02, 5.02, 8.01, and 9.01, including an unregistered securities offering exceeding 5% of outstanding shares, executive or director changes, and a press release in Exhibit 99.1.

Key takeaways

• Item 3.02: Unregistered securities offering exceeds 5% of common stock outstanding as of January 9, 2026.
• Item 5.02(f): Executive or director change on February.
• Item 8.01: Additional information in Exhibit 99.1 press release dated March 12, 2026.
• Item 9.01: Exhibit 99.1 Press Release and Exhibit 104 Cover Page Interactive Data File.
• Quarterly Report on Form 10-Q filed January 14, 2026.