0001493152-26-011611
SEC filingResearch Frontiers Incorporated filed Amendment No. 1 to its Form 10-K for the fiscal year ended December 31, 2025, on March 19, 2026. This amendment was filed solely to include the Company's Executive Compensation Recovery (Clawback) Policy, which was inadvertently omitted from the original filing dated March 5, 2025. The policy, effective October 2, 2023, requires recovery of erroneously awarded incentive-based compensation from current and former executive officers in the event of a financial restatement due to material noncompliance, covering the three completed fiscal years preceding the restatement trigger date. The Company noted it is not aware of any event that would trigger the application of this policy. No other changes were made to the original filing, and no financial performance data, revenue, profit figures, or year-over-year comparisons were provided in this amendment document. The aggregate market value of voting and non-voting common equity held by non-affiliates as of June 30, 2025, was $47,011,960, based on a closing sale price of $1.64, with 34,748,221 shares of Common Stock outstanding as of March 19, 2026.
This document is Amendment No. 1 to Research Frontiers Incorporated's Form 10-K for the fiscal year ended December 31, 2025, filed on March 19, 2026. The amendment was filed solely to include the Company's Executive Compensation Recovery (Clawback) Policy as Exhibit 97, which was inadvertently omitted from the original filing dated March 5, 2025. No financial performance data, revenue figures, profit metrics, or year-over-year comparisons are provided in this amendment. The Company explicitly states that no other changes have been made to the original filing, and this amendment does not modify or update disclosures beyond adding the required policy. The aggregate market value of the voting and non-voting common equity held by non-affiliates as of June 30, 2025, was $47,011,960, computed based on a closing sale price of $1.64. On March 19, 2026, the registrant had 34,748,221 shares of Common Stock outstanding.
No revenue analysis is possible from this amendment document. The filing contains no segment breakdown, geographic mix, growth drivers, or any revenue-related disclosures. The amendment is limited to the addition of the Executive Compensation Recovery Policy and does not include financial statements, management discussion and analysis, or operational performance data. Investors must refer to the original Form 10-K filed on March 5, 2025, for revenue and segment information, as this amendment explicitly states it does not update such disclosures.
No margin or profitability data is disclosed in this amendment. The document does not provide gross margin, operating margin trends, cost structure changes, or any profit-related figures. The amendment's sole purpose is to include the clawback policy, with no financial metrics reported. For information on margins and profitability, the original Form 10-K filing is the authoritative source, as this amendment makes no modifications to financial content.
No cash flow or balance sheet information is included in this amendment. The filing lacks data on operating cash flow, free cash flow, debt levels, liquidity position, or any financial statement details. The amendment is restricted to regulatory compliance regarding executive compensation recovery provisions. Financial condition and cash flow analysis would require review of the original annual report, which this amendment does not alter.
No outlook, management guidance, strategic priorities, or risk factors are disclosed in this amendment. The Company notes it is not aware of any event that would trigger the application of the Executive Compensation Recovery Policy. The amendment does not provide forward-looking statements, business updates, or strategic direction. For outlook information, investors must consult the original Form 10-K or subsequent filings, as this document is limited to the clawback policy addition without substantive business updates.