ALMU · Aeluma, Inc.

Summary

Aeluma, Inc. entered into a Sales Agreement dated March 20, 2026, with Roth Capital Partners, LLC as representative of agents including Craig-Hallum Capital Group LLC, Northland Securities, Inc., and The Benchmark Company, LLC, to potentially sell up to $50 million of its common stock ($0.0001 par value) via an at-the-market offering on Nasdaq Capital Market. No shares are obligated to be sold.

Key takeaways

• Entered Sales Agreement on March 20, 2026, with Roth Capital Partners, LLC (representative) and agents Craig-Hallum Capital Group LLC, Northland Securities, Inc., The Benchmark Company, LLC
• Permits sales of common stock ($0.0001 par) up to $50.0 million aggregate sales price
• Sales via ordinary brokers’ transactions on Nasdaq Capital Market at market prices
• Pursuant to shelf registration on Form S-3 (No. 333-289135), effective August 8, 2025
• Prospectus supplement filed with SEC immediately prior to 8-K filing
• Agreement terminable by either party with 5 business days’ prior written notice