Brookfield Wealth Solutions Ltd. filed its Code of Business Conduct and Ethics policy dated April 2026 as Exhibit 99.1, outlining standards for personnel conduct, compliance, and governance.
Key takeaways
Code applies to all directors, officers, employees, and temporary workers of the Company and its wholly-owned subsidiaries.
Key principles include protecting company assets and data, ensuring accurate books and records, duties to stakeholders, and compliance with laws.
Prohibits use of personal email, text messaging, non-approved chat forums, AI tools, and social media for business communications.
Personnel must complete mandatory data protection training and report potential violations via hotline or Legal & Regulatory Group.
Violations may result in disciplinary action, termination, or legal consequences.
Incorporates by reference multiple Company and Brookfield policies including Anti-Bribery, Data Protection, and Personal Trading.