Oxford Square Capital Corp. entered into Amendment No. 1 to its Amended and Restated Equity Distribution Agreement on May 5, 2026, updating the registration statement reference to support ongoing common stock sales under its shelf registration.
Key takeaways
Entered Amendment No. 1 on May 5, 2026 to the equity distribution agreement originally dated August 16, 2024.
Parties include Company, Oxford Square Management LLC, Oxford Funds LLC, Lucid Capital Markets LLC, and Ladenburg Thalmann & Co. Inc. as sales agents.
Amendment updates 'Registration Statement' definition to Form N-2 (No. 333-290511) with prospectus supplement dated May 5, 2026.
Allows sales of common stock to continue under currently effective shelf registration statement.
Dechert LLP issued legality opinion on May 5, 2026 regarding shares to be sold pursuant to the agreement.