0001193125-26-210132
SEC filingLufax Holding Ltd has regained compliance with NYSE continued listing standards under Section 802.01E after filing delayed periodic reports, resulting in removal from the late filers' list and 'LF' indicator.
Lufax Holding Ltd resolved its prior non-compliance with NYSE continued listing standards by completing delayed SEC filings. The delay stemmed from an auditor change in 2025, leading to the appointment of Ernst & Young and Ernst & Young Hua Ming LLP. The NYSE granted an extension until April 30, 2026 for the 2024 Form 20-F, which Lufax filed on February 17, 2026. The subsequent Form 6-K filing on the same extension deadline with semi-annual financials for the period ended June 30, 2025 brought all periodic filings current. This achievement under Section 802.01E ensures removal of the late filer status and associated indicator, stabilizing the Company's NYSE listing (LU) and supporting investor confidence in governance and reporting timeliness.